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GoldObserve

PRIVATE COUNTERPARTY WORKSHEET

Gold Dealer & Custody Due Diligence Checklist

THE SHORT ANSWER

Document the counterparty, ownership, custody and exit before funding

This private worksheet tracks fourteen independent dealer, title, bar-list, vault, insurance, audit, fee, statement and withdrawal checks. A conflict produces a stop-and-reconcile result even when every other field is complete. It does not rank providers or invent a safety score.

PRIVATE WORKSHEET

Build a dated evidence record and export it

QuestionAreaState
Contracting legal entity and physical addresscounterparty
Any claimed regulatory registration independently checkedcounterparty
Regulator, attorney-general or consumer complaint searchcounterparty
Allocated, unallocated or other account type statedownership
Contract states title, creditor status and insolvency treatmentownership
Bar or item list with identifiers where allocation is promisedownership
Actual vault operator and location identifiedcustody
Subcustodian and delegation rights disclosedcustody
Policy scope, limits, exclusions and beneficiary checkedrisk
Audit or independent reconciliation scope and date checkedrisk
Purchase, storage, insurance, admin and exit fees in writingcost
Withdrawal eligibility, minimum, timing and fees in writingdelivery
Small withdrawal or documented load-out test completeddelivery
Statement reconciled to invoice and holdings recordrecords
Statusincomplete due diligence
Coverage0/14
Conflicts0
Missing14

Nothing is uploaded or retained by GoldObserve. This record does not approve a counterparty, establish legal title, prove insurance coverage or guarantee withdrawal.

STATUS METHOD

Conflict first; missing evidence second

StatusTriggerNext action
Stop and reconcileAt least one conflict or refusalDo not fund or transfer
Incomplete due diligenceNo conflict but missing fieldCollect current evidence
Ready for contract reviewAll applicable fields documentedReview terms; not an approval

SCOPE BOUNDARY

A checklist cannot replace the governing agreement

The form helps organize questions. It cannot determine whether title is enforceable, whether a policy would pay a claim, whether a registration is required, whether an audit covers your account or whether a withdrawal will succeed. Preserve the actual contract, statements, official lookup pages and correspondence behind each selected state.

PRIMARY SOURCES

Regulator and market-standard evidence

Reviewed July 31, 2026. Registration, custody terms, fees, insurance and withdrawal procedures are time-sensitive; verify the current contract and official record.

FAQ

Gold custody due diligence questions

Does this checklist approve a gold dealer or vault?

No. It records evidence status and prioritizes conflicts. Legal, financial, regulatory and technical conclusions require appropriate professionals and current primary records.

Why does one conflict stop the result?

A contradictory entity, title clause, vault location or withdrawal promise can be more important than many completed low-risk fields. Completeness must not average away a serious mismatch.

Is my provider data uploaded?

No. The tool runs in the browser and GoldObserve does not retain the entries. Avoid entering account credentials or sensitive identity details in the exported notes.

When should I repeat the checklist?

Repeat it before a new provider relationship, after a material contract or custodian change, and periodically for long-held storage because fees, status, insurance and withdrawal terms can change.